Enterprise · UAT

Compulse

Interactive Compliance Calendar Sandbox Available↓

Challenge

Compliance teams manually prepared periodic SEBI reports across heterogeneous source systems.

Constraints

  • —67+ report variants in scope
  • —Maker-checker workflow with no single-step approvals
  • —UAT environment with strict change review
  • —Need for traceable corrections and re-submission history

Architecture

  • •FastAPI backend with typed validation layers
  • •React form/report composer with reusable base components
  • •PostgreSQL document store for submissions and versions
  • •Dockerized runtime for dev/qa parity
RegTech Interactive Sandbox67+ Reports · 43 Workflows

Compulse 2.0 Compliance Engine

SEBI Regulatory Reporting, Maker-Checker State Machine & SLA Calendar

Role:
Active Task Queue4 Pending
TASK-2026-Q3-01PENDING MAKER

LODR Reg 27(2) — Corporate Governance Compliance Report

Quarterly4d left
TASK-2026-Q3-02SUBMITTED TO CHECKER

LODR Reg 31 — Shareholding Pattern & Encumbrance Filing

Quarterly4d left
TASK-2026-M09-03PENDING MAKER

AIF Reg 28 — Quarterly Activity Report (QAR) & Portfolio Cut

Quarterly1d left
TASK-2026-EVT-04REJECTED TO MAKER

SEBI PIT Reg 7(2) — Continual Disclosure of Insider Transactions

Event-BasedOverdue (1d)
TASK-2026-M08-05APPROVED FILED

LODR Reg 13(3) — Statement of Investor Complaints & Redressal

Quarterly18d left
Maker-Checker Pipeline State
1Maker Drafting & Validation
2Checker Verification Queue
3SEBI Digital Sign-Off
SEBI/HO/CFD/CMD-1/P/CIR/2026/27

LODR Reg 27(2) — Corporate Governance Compliance Report

Statutory Due Date2026-10-21 (21 days post quarter-end)
RegulatorSEBI (LODR)
Assigned MakerSneha Patel
Reviewing CheckerRajesh Khurana
DepartmentSecretarial & Legal

Maker Return Composer (FastAPI Form Schema)

Form ID: FORM-CG-Q3
Mandatory Annexure Attached (`.pdf / .xlsx`)Requires Secretarial Auditor signature or Demat custodian feed
Live Engine Audit Log (PostgreSQL Event Bus)
FastAPI · Pydantic · Celery Worker
[SYS-INIT] Compulse Compliance Platform v2.4 initialized.
[FASTAPI-ENGINE] 67+ SEBI report schemas loaded with Pydantic validation contracts.
[WORKFLOW-ROUTER] 43 maker-checker pipelines registered with PostgreSQL state machine.
[NOTIFY-DISPATCH] 32 automated SLA notification triggers active.
RegTech Architecture Note: Standardized Pydantic schemas across 67+ SEBI reporting formats eliminate cross-departmental submission errors before reaching reviewers.
FastAPI · React · PostgreSQL · Docker

Key Decisions

  • •Built shared validation contracts across similar reports to reduce code duplication
  • •Made reviewer queue explicit so UAT sign-off was auditable

Impact

Co-built platform automating 67+ SEBI report types through 43 maker-checker workflows. Currently in successful UAT with a leading financial institution.

Enterprise UAT deployment — explore full workflows in the interactive sandbox below.

Links

Interactive Sandbox(Calendar & Maker-Checker)Live Enterprise UAT(Enterprise Restricted / Client SSO)

Stack

FastAPIReactDockerUbuntu 22PostgreSQL